📊 SOX compliance ensures public companies maintain accurate financial reporting and internal controls per the Sarbanes-Oxley Act. Our AI-powered platform uses machine learning for control testing and automated monitoring.
Implement SOX Section 404 with comprehensive IT General Controls (ITGC) including access controls, change management, data backup, and segregation of duties. Meet Section 302 requirements with executive certification of financial statements and internal controls. Support continuous control monitoring, automated evidence collection, and audit-ready documentation.
From control design to testing and remediation, our platform automates SOX compliance workflows. Deploy with automated control testing, real-time monitoring, and comprehensive audit trails to streamline annual SOX audits and reduce compliance costs.
IT General Controls
- Access Controls (COBIT)
- Change Management
- Segregation of Duties
- Data Backup & Recovery
- IT Operations
Section 404
- Internal Control Assessment
- Control Documentation
- Control Testing
- Deficiency Remediation
- Management Certification
Section 302
- CEO/CFO Certification
- Disclosure Controls
- Material Changes
- Internal Control Evaluation
- Quarterly Certification
Continuous Monitoring
- Real-Time Control Testing
- Automated Monitoring
- Exception Reporting
- Risk Indicators
- Compliance Dashboards
Audit Support
- Evidence Collection
- Control Documentation
- Testing Results
- Remediation Tracking
- Audit Work Papers
Financial Controls
- Revenue Recognition
- Expense Management
- Journal Entry Controls
- Period-End Close
- Financial Reconciliation